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Staff

Thomas McBreen regards clients' financial security among the most important issues and so does his team of professionals that are focused on understanding and serving each individual client. Call whenever you have a question, concern or need. Thomas Mc Breen and his team are eager to help.

The Team of McBreen, Neubauer & Associates

Adam J Neubauer Wealth Management Advisor (847) 663-7036



The Staff

Tracy J Swafford Associate Financial Representative tracy.swafford@nmfn.com (847) 663-7048 Client Relations Tracy joined us in March, 2007. She graduated from The University of Arizona with a Bachelor of Science in Retail and Consumer Studies. Tracy has a high level of interest in customer service with over 15 years of experience in the industry. Her goals include being a critical part of the team that makes your experience with Northwestern Mutual Financial Network the very best. Tracy holds her Life, Accident & Health license. How can Tracy help you? Scheduling appointments Address changes Bank changes Policy loans General account questions Online access Beneficiary changes

Kathryn Grace Peterson Associate Wealth Management Advisor kathryn.peterson@nmfn.com (847) 663-7796 Investment Operations Kathryn “Katie” Peterson, joined us in 2008 as a vital resource to our Investment Operations Department. She brings a background of financial acumen and understanding to her position. She has previously served as a Financial Representative with Northwestern Mutual. Katie completed her studies at Northeastern with a BA in Sociology and a minor in Mathematics. She is able to answer a multitude of questions surrounding your accounts and can assist you with many of the transactions you may need. Katie has her Series 63, Series 7 and Life, Accident & Health licenses.

Christopher A Larson Associate Wealth Management Advisor chris.larson@nmfn.com 847-663-7780 Chris joined our team in May 2010. He specializes in understanding and implementing your complex and sophisticated investment needs. He brings a wealth of experience, training and understanding to our team. Chris has his BA in History & Economics from Eastern Illinois University and completed his MBA in Finance at Colorado Technical University. Chris also has his Series 63, Series 66 & Series 7 licenses as well as Life, Accident & Health. We are excited to have Chris on our team as his experience and knowledge are both equally important towards our clients' needs. We hope you will turn to Chris whenever you need his expertise.

Rumelia F Lodhia Associate Financial Representative rumelia.lodhia@nmfn.com (847) 663-7062 Insurance Operations Rumelia joined the team in early 2004. She obtained her MBA in Finance earlier in her career, from Loyola University in Chicago. She handles the entire process of applying for life, disability & long-term care insurance. In addition, Rumelia is indispensable in assisting with many of the service related issues surrounding insurance. Rumelia has her Life, Accident & Health insurance license. How can Rumelia help you? Submits insurance applications Scheduling medical exams Overseeing the underwriting process Payment of new applications and policies

Legal Notice | Online Privacy Statement | Customer Privacy Notice | Third Party Links

Depending on the products and/or services being recommended or considered, refer to the appropriate disclosure brochure for important information on the Northwestern Mutual Wealth Management Company, its services, fees and conflicts of interest before investing or engaging in financial planning services. To obtain a copy of one or more of these brochures, contact your representative.

McBreen, Neubauer & Associates is a marketing name for Thomas G McBreen and is not a broker-dealer, registered investment adviser, federal savings bank, subsidiary or other corporate affiliate of The Northwestern Mutual Life Insurance Company, Milwaukee, WI (NM), including its subsidiaries and affiliates, nor is it a legal partnership or entity. Northwestern Mutual is the fleet name for The Northwestern Mutual Life Insurance Company, Milwaukee, WI (NM), and its subsidiaries. Northwestern Mutual Financial Network is the marketing name for the sales and distribution arm of Northwestern Mutual. Thomas G McBreen is a Representative of Northwestern Mutual Wealth Management Company®, Milwaukee, WI (WMC), a wholly-owned company of NM and limited purpose federal savings bank. WMC is not a broker-dealer or insurance company. All WMC products and services are offered only by properly credentialed Representatives who operate from agency offices of WMC. Representative is an Insurance Agent of NM (life insurance, annuities and disability income insurance), and Northwestern Long Term Care Insurance Company (NLTC), a subsidiary of NM (long-term care insurance), and a Registered Representative of Northwestern Mutual Investment Services, LLC (NMIS), 5215 Old Orchard Rd Suite 1200, Skokie, IL 60077-1088, 847-663-7000, a wholly-owned company of NM, registered investment adviser, broker-dealer and member FINRA (www.finra.org) and SIPC (www.sipc.org). Representative may also be an Investment Adviser Representative of NMIS. NM and the Hoopis Financial Group are not broker-dealers, registered investment advisers or federal savings banks. There may be instances when this agent represents insurance companies in addition to NM or its affiliates.

Investment products are not insured by the FDIC, are not deposits or other obligations of, or guaranteed by, NMWMC or its affiliates and are subject to investment risks, including possible loss of the principal amount invested.

The products and services referenced are offered and sold only by appropriately appointed and licensed entities and Network Representatives. Network Representatives and their staff might not represent all entities shown or provide all the services discussed on this Web site. Not all products and services are available in all states.

Thomas G McBreen is primarily licensed in Illinois and may be licensed in other states.

CA License: #0H05188

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.